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File your Application Submit your application and cost to become a Broker using our Online Providers. If you do not currently have a username and password for our Online Provider, register now. If you have signed up online with TALCB or TREC in the past, log in now. If you prefer, you can likewise look for a broker license utilizing our paper application.

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Finger prints on file for other firms will not be accepted. A license will not release if the background check has not been passed. Expect a delay if you are notified of an investigation into your background history. Take the Examination License tests are administered by Pearson, VUE, a screening service business.

If you fail the exam three times, extra education will be necessary.

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Becoming a stock broker in Texas can be a very profitable profession. Many stock brokers, if they are good, can easily make 6 figures per year. The brokers make their cash from commissions when their customers purchase and offer stocks, bonds and other financial investments. Stock brokers are financial advisors that offer advice to clients.

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To become a stock broker in Texas there are a couple of but crucial steps one should follow. Series 7 Test, Register with the Financial Industry Regulatory Authority (FINRA) online to begin the process of becoming a stock broker. When signing up with FINRA you fill out a type detailing your past work history, education, residential status and other essential details.

Pass a background check. Get finger printed at the regional authorities precinct. If Key Reference have a criminal history you can't become a stock broker. Research study for the General Securities Registered Agent Evaluation also referred to as the Series 7 exam. Read books, take online courses, listen to CDs, view videos or attend classes to learn more about the financial services market.

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According to the FINRA site a prospective stock broker can take the test "at either the Pearson Specialist Centers or the Prometric Testing Centers." Utilize their particular websites to discover places in Texas closest to you. Arrange a day to take the Series 7 test. Take and pass the Series 7 examination.